Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Truong is a financial advisor with U.S. Bancorp Investments, Inc. in Mountain View, CA. Michael has been working in the financial services industry since January 2011 and has a strong track record of providing financial advice to clients. Michael holds the Series 6, 7, 63 and 66 licenses, as well as the SIE. Michael is dedicated to providing personalized financial advice to individuals, families, and businesses. Michael is a strong advocate for his clients and is committed to helping them achieve their financial goals. In addition to his work as a financial advisor, Michael is also a landlord.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CA
01/14/2022 - Present
U.s. Bancorp Investments, Inc. (MOUNTAIN VIEW CA)
CA
05/03/2021 - 01/11/2022
WELLS FARGO CLEARING SERVICES, LLC (SAN JOSE CA)
CA
11/03/2020 - 04/19/2021
E*TRADE SECURITIES LLC (CUPERTINO CA)
CA
04/04/2019 - 11/17/2020
J.P. MORGAN SECURITIES LLC (SAN JOSE CA)
CA
03/01/2018 - 03/26/2019
WELLS FARGO CLEARING SERVICES, LLC (SAN JOSE CA)
CA
06/13/2017 - 02/23/2018
CITIGROUP GLOBAL MARKETS INC. (SUNNYVALE CA)
CA
03/10/2014 - 06/16/2017
WELLS FARGO CLEARING SERVICES, LLC (SAN JOSE CA)
CA
07/11/2012 - 12/06/2012
UNIONBANC INVESTMENT SERVICES, LLC (MILPITAS CA)
CA
01/03/2011 - 03/23/2012
WELLS FARGO ADVISORS, LLC (SANTA CLARA CA)
CA
06/08/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (PLEASANTON CA)
BOTH
Issued 04/29/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/15/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2014
Series 7 - General Securities Representative Examination
BC
Issued 06/07/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Truong is the right advisor for you? Invested Better is here to help.
