Unclaimed
Michael Colonna is a financial advisor with Wells Fargo Clearing Services, LLC and Wells Fargo Securities, LLC. Michael has over 20 years of experience in the financial industry. Michael holds a Series 7, Series 24, Series 52TO, Series 99TO, and Series 63 license. Michael is registered to provide securities and investment advisory services in all 50 states and the District of Columbia. Michael's previous experience includes positions at WELLS FARGO PRIME SERVICES, LLC, TRADESTATION SECURITIES, INC., CITICORP SECURITIES SERVICES, INC., and CITIGROUP GLOBAL MARKETS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/28/2020 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
CA
06/11/2015 - 01/22/2018
WELLS FARGO PRIME SERVICES, LLC (SAN FRANCISCO CA)
NY
08/30/2012 - 06/03/2015
TRADESTATION SECURITIES, INC. (NEW YORK NY)
NY
09/15/2004 - 09/19/2012
CITICORP SECURITIES SERVICES, INC. (NEW YORK NY)
NY
04/09/2003 - 09/17/2012
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 10/30/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2024
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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