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Michael Cole Shannon

Regions Securities LLC

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About Michael Cole Shannon

Michael Cole Shannon is a financial professional with over 4 years of experience in the securities industry. Michael is currently registered with Regions Securities LLC in Atlanta, Georgia. Michael previously worked for CITIZENS CAPITAL MARKETS, also in Atlanta. Michael is licensed to sell securities in Georgia and holds the Series 63, SIE and Series 79 licenses.

Firm Information

Michael Shannon is currently registered with Regions Securities LLC. Regions Securities LLC is a Limited Liability Company that was formed on October 12, 2011 and is registered in all 50 states and the District of Columbia. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Shannon’s Registration & Firm History

GA

05/11/2022 - Present

Regions Securities LLC (Atlanta GA)

GA

11/26/2018 - 04/19/2022

CITIZENS CAPITAL MARKETS (Atlanta GA)

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Licenses & Designations

BC

Issued 12/21/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/27/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/25/2018

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Cole Shannon.
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