Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Clayton Bauer is a registered representative with Fidelity Brokerage Services LLC. Michael has been in the industry since February 2020. Michael holds the Series 63, Series 7TO, Series 9, Series 10, and SIE licenses. Michael is registered with the states of Florida, Massachusetts, Texas, and Utah. Michael is located in Jacksonville, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
02/18/2020 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
BC
Issued 03/06/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/10/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/18/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/06/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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