Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Clay Mashburn is a financial advisor currently registered with LPL Financial LLC in Birmingham, Alabama. Michael has been active in the financial industry since December 2019. Before joining LPL Financial LLC, Michael was employed at CHARLES SCHWAB & CO., INC. Michael has been registered with the state of Alabama as an Investment Advisor Representative since January 2023. Michael holds the Series 63, Series 66, Series 7 and Series 7TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
01/09/2023 - Present
LPL Financial LLC (BIRMINGHAM AL)
IN
02/01/2016 - 02/01/2019
CHARLES SCHWAB & CO., INC. (Indianapolis IN)
BOTH
Issued 12/29/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/08/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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