Unclaimed
Michael Pascarella is a financial advisor with Stifel, Nicolaus & Company, Inc. Michael has over 25 years of experience in the financial services industry. Michael holds Series 7, 9, 10, 63 and 65 licenses and has been active in the industry since June 1995. Prior to joining Stifel, Nicolaus & Company, Inc., Michael worked at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/12/2019 - Present
Stifel, Nicolaus & Company, Inc. (JAMESTOWN NY)
NY
01/23/2009 - 04/23/2019
UBS FINANCIAL SERVICES INC. (JAMESTOWN NY)
NY
06/06/1995 - 01/27/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JAMESTOWN NY)
IA
Issued 06/20/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/18/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Pascarella is the right advisor for you? Invested Better is here to help.