Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Clark Ketterbaugh is a financial advisor registered with Stifel, Nicolaus & Company, Inc. in Macon, GA. Michael has been a registered financial advisor since 1994. In addition to their current role at Stifel, Nicolaus & Company, Inc. Michael has previously worked at Wells Fargo Clearing Services, LLC, A. G. EDWARDS & SONS, INC., and J.C. BRADFORD & CO.. Michael holds licenses for Series 63, Series 9, Series 10, SIE, and Series 7. Michael specializes in providing services to individuals, businesses, high-net-worth clients, and other financial institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
10/03/2019 - Present
Stifel, Nicolaus & Company, Inc. (MACON GA)
GA
01/01/2008 - 10/07/2019
WELLS FARGO CLEARING SERVICES, LLC (MACON GA)
GA
08/09/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MACON GA)
NY
10/13/1994 - 06/26/1995
J.C. BRADFORD & CO. (NEW YORK NY)
BC
Issued 11/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/05/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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