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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Clarence Ferrin is a financial advisor who has been in the industry for over 20 years. Michael is currently registered with Compass Financial Management LLC, where Michael provides financial planning and portfolio management services to individuals, businesses, and retirement plans. Michael has extensive experience in the securities industry, having previously worked with a number of firms, including KOVACK SECURITIES INC., INVESTORS CAPITAL CORP., LSA SECURITIES, INC., FORTIS INVESTORS, INC., LEGEND CAPITAL CORPORATION, and PRUCO SECURITIES CORPORATION. Michael is licensed in North Carolina as an investment advisor representative and is also a registered representative in the state of North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NC
06/07/2023 - Present
Compass Financial Management LLC (Clemmons NC)
NC
10/16/2001 - 06/07/2023
KOVACK SECURITIES INC. (Clemmons NC)
MA
01/18/2000 - 10/17/2001
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
NE
04/01/1998 - 12/31/1999
LSA SECURITIES, INC. (LINCOLN NE)
MN
10/03/1994 - 12/31/1996
FORTIS INVESTORS, INC. (OAKDALE MN)
FL
06/24/1991 - 09/23/1992
LEGEND CAPITAL CORPORATION (PALM BEACH GARDENS FL)
NJ
01/12/1988 - 07/03/1989
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 05/20/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2004
Series 7 - General Securities Representative Examination
BC
Issued 01/18/2001
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/11/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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