Unclaimed
Michael Chu is a financial professional with over 10 years of experience in the industry. Michael is currently registered with Evercore Group LLC and holds a variety of licenses and designations, including Series 4, 7, 63, 66, SIE and 87. Michael has previously held positions at BTIG, LLC, People's Securities, Inc., GFA Securities, LLC and Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/26/2021 - Present
Evercore Group LLC (NEW YORK NY)
NY
12/18/2017 - 11/19/2021
BTIG, LLC (New York NY)
NY
11/02/2016 - 12/26/2017
PEOPLE'S SECURITIES, INC. (New York NY)
NY
07/08/2016 - 11/23/2016
GFA SECURITIES, LLC (NEW YORK NY)
NY
12/26/2014 - 05/13/2016
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
06/14/2011 - 12/09/2014
BAY CREST PARTNERS, LLC (NEW YORK NY)
BOTH
Issued 08/27/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2018
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/13/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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