Unclaimed
Michael Christopher Worley is a financial advisor with over 15 years of experience in the industry. Michael Worley is currently registered with Cetera Advisor Networks LLC in Westminster, Colorado. Prior to joining Cetera Advisor Networks LLC, Michael Worley was employed at SCOTTRADE, INC. and Janus Distributors LLC. Michael Worley holds Series 6, 7, 26 and 63 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/03/2018 - Present
Cetera Advisor Networks LLC (WESTMINSTER CO)
CO
12/06/2016 - 03/08/2018
SCOTTRADE, INC. (WESTMINSTER CO)
CO
07/12/2006 - 04/30/2012
JANUS DISTRIBUTORS LLC (DENVER CO)
NJ
11/19/2001 - 05/16/2002
FIRST INVESTORS CORPORATION (EDISON NJ)
CO
07/29/1999 - 05/16/2001
JANUS DISTRIBUTORS, INC. (DENVER CO)
BC
Issued 01/11/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2016
Series 7 - General Securities Representative Examination
BC
Issued 07/11/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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