Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Christopher Witherell is a financial professional with over 12 years of experience in the industry. He currently works at Mufg Securities Americas Inc. and is registered with the Financial Industry Regulatory Authority (FINRA). Michael is a Series 7, 63, 57TO, 99TO, and SIE licensed professional. In addition, he holds registrations in 51 states and the District of Columbia. Previously, Michael was employed at Wells Fargo Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/25/2018 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
03/10/2010 - 04/18/2018
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
BC
Issued 03/16/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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