Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Christopher Schaefer is a registered investment advisor representative with Principal Asset Management. Michael has been in the industry for over 20 years. He is a registered investment advisor in New York, Pennsylvania, and West Virginia. Michael has a Series 6, 7, 63, 65, and 66 securities licenses and is an active member of the industry. Michael specializes in providing asset allocation services, spread lending management and advice, model portfolios, and education seminars. Michael works with a variety of clients including individuals, businesses, investment companies, pooled investment vehicles and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Spread lending management and advice; asset allocation services; providing model portfolios
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Charge on a cost allocation basis to principal life
1
2
NY
01/14/2022 - Present
Principal Asset Management (Manlius NY)
PA
01/05/2010 - 07/05/2011
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
PA
12/31/2000 - 12/31/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
PA
11/15/2000 - 12/31/2000
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
BOTH
Issued 12/30/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/07/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2002
Series 7 - General Securities Representative Examination
BC
Issued 11/14/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Schaefer is the right advisor for you? Invested Better is here to help.
