Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Christopher Phillips is a financial advisor with B. Riley Wealth Management located in Oakbrook Terrace, IL. Michael has been in the industry since 1997 and holds the Series 6, 7, and 63 securities licenses. Michael also passed the Securities Industry Essentials Examination. Michael has previously worked at National Securities Corporation, Genworth Financial Securities Corporation, and Ogilvie Security Advisors Corporation. Michael is registered to sell securities in Illinois, Indiana, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
07/22/2022 - Present
B. Riley Wealth Management (OAKBROOK TERRACE IL)
IL
02/21/2006 - 07/22/2022
NATIONAL SECURITIES CORPORATION (OAKBROOK TERRACE IL)
IL
02/01/1999 - 03/17/2006
GENWORTH FINANCIAL SECURITIES CORPORATION (SCHAUMBURG IL)
IL
02/26/1997 - 12/31/1998
OGILVIE SECURITY ADVISORS CORPORATION (CHICAGO IL)
BC
Issued 12/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1996
Series 7 - General Securities Representative Examination
BC
Issued 05/30/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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