Unclaimed
Michael Christopher Nesis has over 18 years of experience in the financial services industry. Michael is currently registered with Ameritas Investment Company, LLC, and has held previous roles at Charles Schwab & Co., Inc., T. Rowe Price Investment Services, Inc., Ameriprise Financial Services, Inc. and IDS Life Insurance Company. Michael is licensed in Arizona and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/18/2024 - Present
Ameritas Investment Company, LLC (EXETER CA)
AZ
02/12/2007 - 01/08/2024
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
FL
02/02/2006 - 09/18/2006
T. ROWE PRICE INVESTMENT SERVICES, INC. (TAMPA FL)
MN
09/15/2004 - 11/05/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
09/15/2004 - 11/05/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 11/02/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/28/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/15/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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