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Michael Christopher Napolitano

Arete Wealth Management, LLC

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About Michael Christopher Napolitano

Michael Christopher Napolitano is a financial advisor with Arete Wealth Management, LLC, located in Melville, NY. Michael has been in the financial services industry since April 19, 2000. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to provide financial advice in 25 states. Michael previously worked at American Capital Partners, LLC, Oppenheimer & Co. Inc., Whitaker Securities LLC, Granite Associates, Inc, and Ladenburg, Thalmann & Co., Inc..

Firm Information

Michael Napolitano is currently registered with Arete Wealth Management, LLC. Arete Wealth Management, LLC is a Limited Liability Company formed on January 20, 1998. The firm is registered with the SEC and in 53 states.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Napolitano’s Registration & Firm History

NY

02/06/2023 - Present

Arete Wealth Management, LLC (Melville NY)

NY

01/08/2009 - 03/31/2023

AMERICAN CAPITAL PARTNERS, LLC (HAUPPAUGE NY)

NY

09/05/2006 - 01/16/2009

OPPENHEIMER & CO. INC. (JERICHO NY)

NY

03/17/2006 - 09/07/2006

WHITAKER SECURITIES LLC (NEW YORK NY)

NY

08/16/2004 - 06/05/2006

GRANITE ASSOCIATES, INC (MELVILLE NY)

NY

11/20/2002 - 08/31/2004

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

NY

04/20/2000 - 11/20/2002

LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)

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Licenses & Designations

BC

Issued 05/18/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael Christopher Napolitano. Review regulatory record here.
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