Unclaimed
Michael Christopher Moravec is a financial advisor with Natixis Securities Americas LLC. Michael has been in the industry since May 24, 1998. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, Series 24, Series 7, and SIE exams. Michael is registered in 51 states and the District of Columbia. Michael was previously employed by BARCLAYS CAPITAL INC., LEHMAN BROTHERS INC., BEAR, STEARNS & CO. INC., and BANC OF AMERICA SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/16/2018 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
09/22/2008 - 02/21/2018
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/06/2001 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/22/2000 - 04/11/2001
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
02/05/1998 - 04/25/2000
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 03/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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