Unclaimed
Michael Christopher Mansfield is a financial professional with over 20 years of experience in the industry. Michael has been registered with the Financial Industry Regulatory Authority (FINRA) since 2003. Currently, Michael is registered with ADP Broker-Dealer, Inc. and holds Series 6 and SIE licenses. Michael has previously been employed at Fidelity Brokerage Services LLC and Fidelity Investments Institutional Services Company, Inc.. Michael is a licensed securities professional in 23 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
11/30/2021 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
RI
01/01/2008 - 07/09/2021
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MA
04/15/2003 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)
BC
Issued 05/10/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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