Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Ludwin is a financial advisor with Osaic Institutions, Inc. Michael's practice is based in Southington, CT. Michael has been a registered representative in the securities industry since 1994. Michael has passed the Series 6, Series 7, Series 26 and the Series 66 exams. Michael has previously worked with HARVEST CAPITAL LLC, UVEST FINANCIAL SERVICES GROUP, INC., WEBSTER INVESTMENT SERVICES, INC., LIBERTY SECURITIES CORPORATION, METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
12/03/2013 - Present
Osaic Institutions, Inc. (Southington CT)
CT
07/06/2010 - 11/20/2013
HARVEST CAPITAL LLC (WETHERSFIELD CT)
CT
02/13/2007 - 07/08/2010
UVEST FINANCIAL SERVICES GROUP, INC. (MILFORD CT)
CT
07/15/1999 - 02/13/2007
WEBSTER INVESTMENT SERVICES, INC. (MILFORD CT)
NY
10/20/1995 - 07/15/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
MA
02/07/1994 - 09/13/1995
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/07/1994 - 09/13/1995
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 08/19/1996
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/20/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/04/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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