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Michael Christopher Lastihenos

PHX Financial, Inc.

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About Michael Christopher Lastihenos

Michael Lastihenos is a financial professional with over 27 years of experience in the financial services industry. Michael is currently registered with PHX Financial, Inc. Previous employers include ARETE WEALTH MANAGEMENT, LLC, NATIONAL SECURITIES CORPORATION, WILMINGTON CAPITAL SECURITIES, LLC, WHITEWOOD GROUP, INC, OBSIDIAN FINANCIAL GROUP, LLC, WALLSTREET*E FINANCIAL SERVICES, INC., WHITAKER SECURITIES LLC, WESTROCK ADVISORS, INC., OPPENHEIMER & CO. INC., LADENBURG, THALMANN & CO., INC., LADENBURG CAPITAL MANAGEMENT INC., and LANDMARK INTERNATIONAL EQUITIES. Michael holds Series 7, 9, 10, 24, 63, 99TO and SIE licenses. Michael is licensed in 26 states and is a Registered Representative of PHX Financial, Inc.

Firm Information

Michael Lastihenos is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Lastihenos’s Registration & Firm History

NY

09/26/2023 - Present

PHX Financial, Inc. (Hauppauge NY)

NY

07/20/2022 - 09/12/2023

ARETE WEALTH MANAGEMENT, LLC (Melville NY)

NY

05/31/2016 - 07/21/2022

NATIONAL SECURITIES CORPORATION (MELVILLE NY)

NY

02/23/2012 - 05/31/2016

WILMINGTON CAPITAL SECURITIES, LLC (New York NY)

NY

12/05/2011 - 03/05/2012

WHITEWOOD GROUP, INC (MELVILLE NY)

NY

01/08/2009 - 12/22/2011

OBSIDIAN FINANCIAL GROUP, LLC (WOODBURY NY)

FL

03/18/2010 - 03/19/2010

WALLSTREET*E FINANCIAL SERVICES, INC. (CORAL GABLES FL)

NY

12/03/2007 - 01/20/2009

WHITAKER SECURITIES LLC (UNIONDALE NY)

NY

05/23/2007 - 12/17/2007

WESTROCK ADVISORS, INC. (WOODBURY NY)

NY

09/05/2006 - 05/21/2007

OPPENHEIMER & CO. INC. (JERICHO NY)

NY

03/17/2006 - 09/07/2006

WHITAKER SECURITIES LLC (NEW YORK NY)

NY

10/15/2004 - 06/05/2006

GRANITE ASSOCIATES, INC (MELVILLE NY)

NY

11/20/2002 - 10/26/2004

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

NY

08/07/1995 - 11/20/2002

LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)

NY

07/14/1995 - 08/14/1995

LANDMARK INTERNATIONAL EQUITIES (WESTBURY NY)

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Licenses & Designations

BC

Issued 07/17/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/11/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/07/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 11/24/1998

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/03/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 7 public disclosures for Michael Christopher Lastihenos. Review regulatory record here.
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