Unclaimed
Michael Christopher Humbert is a financial professional with DFA Securities LLC. Michael has been in the industry since January 22, 2023. Michael holds the Series 7TO and SIE licenses. Michael is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
01/23/2023 - Present
DFA Securities LLC (AUSTIN TX)
BC
Issued 01/21/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/21/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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