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Michael Christopher Garea

Keefe, Bruyette & Woods, Inc.

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About Michael Christopher Garea

Michael Christopher Garea is a financial professional with over 17 years of experience in the financial services industry. Michael Garea has a strong track record of providing investment advice and wealth management services to clients. Michael Garea holds the Series 7, 24, 63, 79TO and SIE licenses and is registered with the Financial Industry Regulatory Authority (FINRA) and is a Registered Representative with Keefe, Bruyette & Woods, Inc.

Firm Information

Michael Garea is currently registered with Keefe, Bruyette & Woods, Inc.. Keefe, Bruyette & Woods, Inc. is a Corporation, formed in 1962, that is registered in all 50 states and the District of Columbia, plus Puerto Rico. The firm has been approved by the SEC and has been involved in 17 Regulatory Events and 1 Bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Garea’s Registration & Firm History

NY

08/01/2005 - Present

Keefe, Bruyette & Woods, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/17/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/29/2017

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/29/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Christopher Garea.
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