Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Ewing is a financial professional with experience in the securities industry. Michael has worked for several firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Edward Jones. Currently, Michael is a registered representative at Fidelity Brokerage Services LLC. Michael has a combined state law examination and has passed the Series 7, 9, 10, 99TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
10/29/2014 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
08/10/2012 - 12/17/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT WORTH TX)
TX
07/20/2009 - 08/14/2012
EDWARD JONES (RED OAK TX)
BOTH
Issued 07/31/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/01/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/07/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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