Unclaimed
Michael Christopher Brassell is a financial advisor at Charles Schwab & Co., Inc. with over 25 years of experience in the financial services industry. Michael is registered in Colorado and California. Michael has experience providing financial advice to a variety of clients, including individuals, high-net-worth individuals, and institutions. Michael is also a Registered Representative and holds FINRA Series 7, 9, 10, 55, 63, and 66 licenses. In addition to his role at Charles Schwab & Co., Inc., Michael has previously worked at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC and Charles Schwab Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
04/11/2016 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
02/08/2016 - 03/22/2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
11/05/1997 - 12/23/2015
CHARLES SCHWAB & CO., INC. (LONE TREE CO)
BOTH
Issued 04/28/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/05/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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