Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Becker is a financial advisor who has been working in the industry since 1995. Michael is currently registered with PHX Financial, Inc. and is licensed in 12 states. Michael has been registered with the firm since 2016. Previously, Michael worked with a number of other firms including Newbridge Securities Corporation, Paulson Investment Company, Inc., National Securities Corporation, Summit Brokerage Services, Inc., Gunnallen Financial, Inc, Benchmark Securities Group, Inc., Bishop, Rosen & Co., Inc., Investec Ernst & Company, and Joseph Dillon & Company Inc. Michael holds a Series 63, Series 65, Series 7, Series 4, Series 24, Series 99TO, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
04/29/2016 - Present
PHX Financial, Inc. (Fort Lauderdale FL)
NY
09/15/2008 - 04/22/2016
NEWBRIDGE SECURITIES CORPORATION (SYOSSET NY)
NY
05/03/2006 - 09/12/2008
PAULSON INVESTMENT COMPANY, INC. (MELVILLE NY)
NY
08/29/2005 - 05/15/2006
NATIONAL SECURITIES CORPORATION (MELVILLE NY)
FL
03/22/2005 - 09/02/2005
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
FL
08/23/2005 - 08/23/2005
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
FL
08/27/2003 - 03/22/2005
GUNNALLEN FINANCIAL, INC (TAMPA FL)
OK
09/09/2002 - 09/12/2003
BENCHMARK SECURITIES GROUP, INC. (OKLAHOMA CITY OK)
NY
10/18/2001 - 09/05/2002
BISHOP, ROSEN & CO., INC. (NEW YORK NY)
NY
08/25/2000 - 11/29/2001
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
05/09/1995 - 11/21/2000
JOSEPH DILLON & COMPANY INC. (GREAT NECK NY)
IA
Issued 06/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/05/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/1999
Series 4 - Registered Options Principal Examination
BC
Issued 04/03/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/1995
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
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