linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael Christian Cox

Cowen AND Co.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael Christian Cox

Michael Christian Cox is an advisor at Cowen AND Co.. Michael has been in the financial services industry since 1998. Michael holds Series 7, Series 63, Series 24, and SIE licenses. Michael is currently registered with FINRA and the states of California, Connecticut, Georgia, Illinois, Indiana, Kansas, Massachusetts, Minnesota, Missouri, New Mexico, New York, Oklahoma, Texas, and Wisconsin. Michael was previously registered with John Nuveen & Co., Incorporated. Michael has 24 years of experience in the financial services industry.

Firm Information

Michael Cox is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Cox’s Registration & Firm History

IL

06/28/2000 - Present

Cowen AND Co. (CHICAGO IL)

IL

08/06/1996 - 07/20/1998

JOHN NUVEEN & CO., INCORPORATED (CHICAGO IL)

Not sure if Michael Christian Cox is right for you?

Licenses & Designations

IA

Issued 10/16/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/10/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/29/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/05/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Christian Cox.
Not sure if Michael Christian Cox is right for you?