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Michael Christ Colias

Smbc Nikko Securities America, Inc.

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About Michael Christ Colias

Michael Christ Colias is a securities professional with over 16 years of experience in the industry. Michael is currently registered with Smbc Nikko Securities America, Inc. in Chicago, Illinois. Prior to joining Smbc Nikko Securities America, Inc., Michael was a registered representative with BNP Paribas Securities Corp. Michael holds FINRA Series 7, 63, and SIE licenses, as well as the Series 79TO (Investment Banking Registered Representative Examination) exam. Michael is licensed to conduct business in all 50 states.

Firm Information

Michael Colias is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Colias’s Registration & Firm History

IL

03/11/2022 - Present

Smbc Nikko Securities America, Inc. (Chicago IL)

IL

11/24/2005 - 11/17/2020

BNP PARIBAS SECURITIES CORP. (Chicago IL)

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Licenses & Designations

BC

Issued 02/09/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/23/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Michael Christ Colias.
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