Unclaimed
Michael Christ Colias is a securities professional with over 16 years of experience in the industry. Michael is currently registered with Smbc Nikko Securities America, Inc. in Chicago, Illinois. Prior to joining Smbc Nikko Securities America, Inc., Michael was a registered representative with BNP Paribas Securities Corp. Michael holds FINRA Series 7, 63, and SIE licenses, as well as the Series 79TO (Investment Banking Registered Representative Examination) exam. Michael is licensed to conduct business in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
03/11/2022 - Present
Smbc Nikko Securities America, Inc. (Chicago IL)
IL
11/24/2005 - 11/17/2020
BNP PARIBAS SECURITIES CORP. (Chicago IL)
BC
Issued 02/09/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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