Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Chingyuan Chen is a financial professional with over 25 years of experience in the financial services industry. Michael is currently registered with Charles Schwab & CO., Inc. in Washington. Michael has held previous positions with TD Ameritrade, Inc., Scottrade, Inc., LPL Financial Corporation, TD Waterhouse Investor Services, Inc., Jack White & Company, Inc. and Chatfield Dean & Co., Inc.. Michael's career has spanned several roles and locations in the financial industry and has also been involved in several exams and licensing programs related to financial services. Michael is a highly experienced financial advisor with a strong track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
WA
01/26/2022 - Present
Charles Schwab & CO., Inc. (Bellevue WA)
WA
02/26/2018 - 07/29/2024
TD AMERITRADE, INC. (Bellevue WA)
WA
10/02/2014 - 02/26/2018
SCOTTRADE, INC. (BELLEVUE WA)
WA
06/30/2011 - 10/03/2014
TD AMERITRADE, INC. (BELLEVUE WA)
CA
11/02/2000 - 11/25/2009
LPL FINANCIAL CORPORATION (SAN DIEGO CA)
NE
06/01/1998 - 10/16/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NA
05/01/1997 - 06/01/1998
JACK WHITE & COMPANY, INC.
CO
01/27/1997 - 02/26/1997
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 07/02/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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