Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Sullivan is a financial professional with over 14 years of experience in the industry. Michael is currently registered with Hennion & Walsh, Inc. in Parsippany, NJ. Michael has held previous positions with PATRICK CAPITAL MARKETS, LLC, ADVISORS ASSET MANAGEMENT, INC., FORESIDE FUND SERVICES, LLC, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Michael has a Series 7 and Series 63 license, along with the Securities Industry Essentials (SIE) Exam. Michael is also licensed in 7 states, including Alaska, California, Hawaii, Idaho, Nevada, Oregon and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
08/02/2023 - Present
Hennion & Walsh, Inc. (PARSIPPANY NJ)
CA
05/24/2022 - 08/11/2023
PATRICK CAPITAL MARKETS, LLC (Irvine CA)
CO
04/19/2021 - 02/16/2022
ADVISORS ASSET MANAGEMENT, INC. (MONUMENT CO)
ME
10/02/2020 - 04/01/2021
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
NJ
05/28/2014 - 08/20/2020
HENNION & WALSH, INC. (PARSIPPANY NJ)
CA
06/08/2011 - 06/03/2013
ATEL SECURITIES CORPORATION (SAN FRANCISCO CA)
CA
04/04/2011 - 06/09/2011
WNC CAPITAL CORPORATION (IRVINE CA)
TX
12/10/2010 - 02/10/2011
PRIORITY CAPITAL INVESTMENTS, LLC (MAGNOLIA TX)
NY
09/03/2002 - 09/24/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
02/07/2000 - 05/14/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
08/02/1999 - 10/07/1999
SPIDER SECURITIES, INC. (NEW YORK NY)
MO
05/19/1998 - 04/06/1999
EVEREN SECURITIES, INC. (ST. LOUIS MO)
BC
Issued 02/09/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/07/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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