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Michael Chartier

Nylife Securities LLC

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About Michael Chartier

Michael Chartier is a financial professional who is registered with the state of Texas. Michael has been in the industry since December 13, 2023, and is currently employed by Nylife Securities LLC. Michael holds a Series 63, Series 6TO and SIE license and is able to provide investment advice and products to clients in Texas.

Firm Information

Michael Chartier is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Chartier’s Registration & Firm History

TX

12/14/2023 - Present

Nylife Securities LLC (SAN ANTONIO TX)

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Licenses & Designations

BC

Issued 01/13/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/13/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/20/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael Chartier. Review regulatory record here.
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