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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Charles Wittenberg is a financial advisor with Cetera Investment Advisers LLC. Michael has been in the financial services industry since 1984. Michael has a broad range of experience, including working for several large firms like First Allied Securities, Inc., Dean Witter Reynolds Inc., and D.E. Frey & Company, Inc. Michael is a Certified Financial Planner and a Chartered Financial Consultant. Michael has experience in financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals. Michael also has experience in providing selection of other advisors and market timing services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
11/12/2020 - Present
Cetera Investment Advisers LLC (WINSTON-SALEM NC)
NC
09/29/2000 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (WINSTON-SALEM NC)
CO
07/13/1999 - 10/26/2000
D.E. FREY & COMPANY, INC. (DENVER CO)
NY
09/25/1984 - 07/16/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 09/04/2001
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/21/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2006
Series 4 - Registered Options Principal Examination
BC
Issued 01/05/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/23/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1986
Series 3 - National Commodity Futures Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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