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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Charles Vining is an investment advisor representative for Cetera Investment Advisers LLC. Michael has been in the financial services industry since 2004 and has been registered with the Securities and Exchange Commission since 2019. Michael is registered in several states, including Colorado, South Dakota, Texas and others. Michael has passed the Series 6, 7, 24, 51, 63, and 66 exams, demonstrating expertise in various financial products and services. Michael is also a licensed insurance agent. In addition to his work at Cetera Investment Advisers LLC, Michael is involved in several other business ventures, including owning rental properties and assisting his father in a family fishing business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
07/09/2019 - Present
Cetera Investment Advisers LLC (GREENWOOD VILLAGE CO)
CO
12/10/2004 - 06/24/2019
FORESTERS FINANCIAL SERVICES, INC. (DENVER CO)
BOTH
Issued 11/20/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/15/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2014
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/10/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2007
Series 7 - General Securities Representative Examination
BC
Issued 12/09/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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