Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Speller is a financial advisor with Rothschild & Co. US Inc., based in New York, NY. He has been a registered representative since 1998 and brings over 20 years of experience in the financial services industry. Michael is a Series 7, Series 24, and Series 63 licensed advisor, with specialized expertise in Investment Banking. Prior to joining Rothschild & Co. US Inc., he was with Credit Suisse Securities (USA) LLC, where he held a registered representative position. Michael's extensive experience and comprehensive credentials position him to provide knowledgeable financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/23/2017 - Present
Rothschild & Co. US Inc. (NEW YORK NY)
NY
12/18/2000 - 02/15/2017
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
10/21/1998 - 12/18/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 08/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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