Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Spangler is a financial advisor with over 20 years of experience in the industry. Michael is registered to provide investment advice in North Carolina through Tiaa-Cref Individual & Institutional Services, LLC. He is also a registered representative of LPL Financial LLC. Michael holds multiple industry licenses and designations. Michael's areas of specialization include Financial Planning, Portfolio Management for Individuals, and Selection of Other Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
05/15/2018 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
SC
11/05/2009 - 05/07/2018
LPL FINANCIAL LLC (FORT MILL SC)
NC
12/01/2008 - 01/20/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
05/22/2002 - 09/18/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NY
11/27/2001 - 01/18/2002
NEW ENGLAND SECURITIES (NEW YORK NY)
NJ
06/02/2000 - 11/28/2001
CSFBDIRECT, INC. (JERSEY CITY NJ)
BOTH
Issued 02/28/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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