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Michael Charles Soyka

Northwestern Mutual Investment Services, LLC

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About Michael Charles Soyka

Michael Charles Soyka is a financial professional with over 25 years of experience in the industry. Michael is currently registered with Northwestern Mutual Investment Services, LLC and is located in Chesterfield, MO. Previous experience includes positions with Walnut Street Securities, Inc., American Express Financial Advisors Inc., IDS Life Insurance Company and The Advisors Group, Inc. Michael holds the Series 7, 24, 63, and 65 licenses.

Firm Information

Michael Soyka is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Michael Soyka’s Registration & Firm History

MO

12/06/2006 - Present

Northwestern Mutual Investment Services, LLC (CHESTERFIELD MO)

CA

03/31/2004 - 11/29/2004

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

MN

07/10/2000 - 03/01/2004

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

07/10/2000 - 03/01/2004

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

MD

05/22/1995 - 07/05/2000

THE ADVISORS GROUP, INC. (BETHESDA MD)

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Licenses & Designations

IA

Issued 08/12/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/22/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/11/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Michael Charles Soyka. Review regulatory record here.
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