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Michael Charles Shotton

Steelpeak Wealth, LLC

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About Michael Charles Shotton

Michael Shotton is an investment advisor representative with Steelpeak Wealth, LLC in Woodland Hills, CA. Michael has been in the industry since 2006. Michael has a Series 66 and Series 65 license. Michael is a registered investment advisor in California.

Firm Information

Michael Shotton is currently registered with Steelpeak Wealth, LLC. Steelpeak Wealth, LLC is a registered investment advisor located in Woodland Hills, California. The firm provides financial planning, portfolio management for individuals and businesses, and selection of other advisors. Steelpeak Wealth manages approximately $2.5 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, and pension plans. The firm has a team of 28 investment advisor representatives and 9 licensed agents.
Steelpeak Wealth, LLC

21650 OXNARD STREET

WOODLAND HILLS, CA 91367

$2.54B

Assets Under Management

2

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Shotton’s Registration & Firm History

CA

06/13/2023 - Present

Steelpeak Wealth, LLC (WOODLAND HILLS CA)

NY

01/20/2016 - 05/15/2023

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

10/27/2009 - 01/11/2016

REALTY CAPITAL SECURITIES, LLC (NEW YORK NY)

CA

10/05/2006 - 06/01/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN DIEGO CA)

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Licenses & Designations

IA

Issued 07/22/2022

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 11/07/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/02/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/29/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Michael Charles Shotton.
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