Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Charles Rothenberg is a financial advisor with over 25 years of experience in the industry. Michael has been registered with Wells Fargo Clearing Services, LLC since 2010 and has held previous positions at Morgan Stanley Smith Barney and Citigroup Global Markets Inc.. Michael is a Series 63 and Series 65 licensed individual. Michael is a registered investment advisor in Florida and Texas. Michael is also a licensed Series 7 and Series 66 representative. Michael works with a wide range of clients, including individuals, families, businesses, and institutions. Michael provides a variety of financial services, including investment management, financial planning, and retirement planning. Michael's focus is on providing personalized financial advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
03/28/2016 - Present
Wells Fargo Clearing Services, LLC (BOCA RATON FL)
FL
06/01/2009 - 05/24/2010
MORGAN STANLEY SMITH BARNEY (BOCA RATON FL)
FL
02/12/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
NY
01/24/1996 - 02/12/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 02/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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