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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Charles Pryor is a financial professional with over 35 years of experience in the financial services industry. Michael Pryor has been registered with Cetera Investment Advisers LLC since June 2023. Prior to that, Michael Pryor was registered with First Financial Equity Corporation. Michael Pryor has also held registrations with Citigroup Global Markets Inc., Westamerica Investment Group, RL Kotrozo, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael Pryor is a licensed Investment Advisor Representative. Michael Pryor holds the following FINRA licenses: Series 63, Series 65, Series 66, Series 7, and Series 24. Michael Pryor is also a licensed Investment Advisor Representative in the states of Arizona, California, Idaho, Illinois, Michigan, Mississippi, Nevada, New Mexico, New York, North Carolina, Ohio, Tennessee, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
06/29/2023 - Present
Cetera Investment Advisers LLC (SCOTTSDALE AZ)
AZ
02/12/2009 - 04/20/2022
FIRST FINANCIAL EQUITY CORPORATION (SCOTTSDALE AZ)
AZ
12/12/2000 - 03/05/2009
CITIGROUP GLOBAL MARKETS INC. (SCOTTSDALE AZ)
AZ
02/27/1990 - 12/14/2000
WESTAMERICA INVESTMENT GROUP (SCOTTSDALE AZ)
NA
05/23/1986 - 03/06/1990
RL KOTROZO, INC.
NA
08/21/1984 - 10/07/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 01/08/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/04/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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