Unclaimed
Michael Charles Pryor is an investment advisor representative currently affiliated with Cetera Investment Advisers LLC. Michael has been in the securities industry since April 4, 1985. Michael also has a previous registration with First Financial Equity Corporation. Michael specializes in providing financial planning, pension consulting, educational seminars, and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
06/29/2023 - Present
Cetera Investment Advisers LLC (SCOTTSDALE AZ)
AZ
02/12/2009 - 04/20/2022
FIRST FINANCIAL EQUITY CORPORATION (SCOTTSDALE AZ)
AZ
12/12/2000 - 03/05/2009
CITIGROUP GLOBAL MARKETS INC. (SCOTTSDALE AZ)
AZ
02/27/1990 - 12/14/2000
WESTAMERICA INVESTMENT GROUP (SCOTTSDALE AZ)
NA
05/23/1986 - 03/06/1990
RL KOTROZO, INC.
NA
08/21/1984 - 10/07/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 1/8/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 6/4/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/28/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/15/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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