Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Charles Pearson is an investment advisor representative with Rockefeller Financial LLC. Michael has been in the financial industry since 1996. Michael has a broad range of certifications and licenses including Series 7, 9, 10, 31, 63 and 65. Michael has been registered with the state of North Carolina as an Investment Advisor Representative since September 29, 2023. Michael also holds a registration as a Registered Investment Advisor Representative in Texas since September 15, 2023. Michael is also a Certified Financial Planner. Michael has been involved in various businesses and organizations, including Brunswick County Property Management, New Hanover Estate Planning Association, NC Coastal Land Trust, and Golf Hospitality Partners.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
09/15/2023 - Present
Rockefeller Financial LLC (ATLANTA GA)
NC
01/15/2009 - 09/26/2023
UBS FINANCIAL SERVICES INC. (WILMINGTON NC)
NC
08/06/1996 - 01/21/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WILMINGTON NC)
IA
Issued 08/24/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/23/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 08/05/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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