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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael O'Brien has been in the financial services industry since May 17, 2000. Michael is currently registered with Wells Fargo Advisors Financial Network, LLC, and holds Series 7, Series 24, Series 63 and SIE licenses. Michael is registered as an investment advisor representative in New York and Texas. Michael is a licensed broker in 40 states. Michael has been registered with Wells Fargo Advisors Financial Network, LLC since April 2011. Previously, Michael was registered with Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., and Nathan & Lewis Securities, Inc.. Michael's expertise includes financial planning, portfolio management for businesses and individuals, and investment consulting services to institutional clients. Michael's practice is located at 99 W 1ST ST in Corning, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
08/07/2018 - Present
Wells Fargo Advisors Financial Network, LLC (CORNING NY)
NY
01/01/2008 - 04/15/2011
WELLS FARGO ADVISORS, LLC (PAINTED POST NY)
NY
10/05/2000 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PAINTED POST NY)
NY
08/21/2000 - 10/05/2000
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
MO
05/18/2000 - 08/24/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 07/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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