Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Mondello is a financial advisor with over 20 years of experience in the industry. Michael is registered with LPL Financial LLC and has been with the firm since January 2019. Prior to that, Michael was with Wells Fargo Clearing Services, LLC for over 5 years. Michael has a wide range of experience in the financial services industry and holds a Series 6, 7, 63 and 65 licenses. He is also a Registered Representative and Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
04/13/2021 - Present
LPL Financial LLC (MYSTIC CT)
CT
12/04/2013 - 01/17/2019
WELLS FARGO CLEARING SERVICES, LLC (MYSTIC CT)
CT
12/01/2004 - 12/05/2013
EDWARD JONES (MYSTIC CT)
MO
03/18/2002 - 12/09/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
04/08/1999 - 03/27/2002
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 12/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/01/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Mondello is the right advisor for you? Invested Better is here to help.
