Unclaimed
Michael Charles Marron is a financial advisor who has been in the industry since 1989. Michael is currently registered with LPL Financial LLC in PARK RIDGE, IL. Michael has a long history in the financial industry and has worked with multiple companies, including SAGEPOINT FINANCIAL, INC., Cambridge Investment Research, INC., Nationwide Investment Services Corporation, MONY Securities Corp. and The Mutual Life Insurance Company of New York. Michael has a variety of licenses and certifications, including Series 6, Series 63, Series 26 and Series 65, as well as the SIE. Michael is currently registered to provide financial advice in the following states: Arizona, Colorado, Illinois, Indiana, Kentucky, Nevada, and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
06/23/2020 - Present
LPL Financial LLC (PARK RIDGE IL)
IL
03/09/2015 - 06/10/2020
SAGEPOINT FINANCIAL, INC. (OAK BROOK IL)
IL
01/07/2002 - 03/13/2015
CAMBRIDGE INVESTMENT RESEARCH, INC. (CHICAGO IL)
OH
05/09/1990 - 11/19/2001
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
NY
10/18/1989 - 04/17/1990
MONY SECURITIES CORP. (NEW YORK NY)
NY
10/18/1989 - 04/17/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
IA
Issued 01/30/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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