Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Charles Konnos is a financial professional with over 18 years of experience in the industry. Michael is currently registered with Vanguard Marketing Corp. Michael has also held previous positions at several other firms including WELLS FARGO CLEARING SERVICES, LLC, TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, E*TRADE SECURITIES LLC, NATIONAL PENSION & GROUP CONSULTANTS, INC, BANC OF AMERICA INVESTMENT SERVICES, INC., CHASE INVESTMENT SERVICES CORP., CHARLES SCHWAB & CO., INC., FIDELITY BROKERAGE SERVICES LLC, PFS INVESTMENTS INC., CHARLES SCHWAB & CO., INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS LIFE INSURANCE COMPANY, and FIDELITY BROKERAGE SERVICES, INC. Michael holds several licenses and certifications including Series 63, Series 7, Series 10, and Series 9. Michael is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/15/2024 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
NC
06/27/2013 - 10/01/2018
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
09/27/2012 - 01/28/2013
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
GA
09/04/2009 - 09/17/2012
E*TRADE SECURITIES LLC (ALPHARETTA GA)
KY
10/22/2008 - 01/05/2009
NATIONAL PENSION & GROUP CONSULTANTS, INC (HEBRON KY)
NC
11/20/2006 - 06/28/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
AZ
06/19/2006 - 10/24/2006
CHASE INVESTMENT SERVICES CORP. (PHOENIX AZ)
AZ
04/04/2006 - 06/22/2006
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
RI
01/23/2004 - 11/15/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
GA
06/12/2003 - 12/19/2003
PFS INVESTMENTS INC. (DULUTH GA)
TX
11/06/1995 - 07/05/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MN
08/31/1995 - 11/16/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/31/1995 - 11/16/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
04/14/1989 - 05/25/1989
FIDELITY BROKERAGE SERVICES, INC.
BC
Issued 09/03/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/15/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/15/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/06/2024
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1995
Series 7 - General Securities Representative Examination
BC
Issued 04/13/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Konnos is the right advisor for you? Invested Better is here to help.
