Unclaimed
Michael Charles Jones is a financial professional registered with Citizens JMP Securities, LLC. Michael has been in the financial services industry since January 3, 2002. Michael has passed the Series 63, SIE, and Series 7 exams and is registered in North Carolina. Prior to joining Citizens JMP Securities, LLC, Michael was employed by Citizens Capital Markets, KeyBanc Capital Markets Inc., BMO Capital Markets Corp., Wells Fargo Securities, LLC, Wachovia Securities, LLC, First Union Capital Markets Corp., and Bowles Hollowell Conner & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/01/2023 - Present
Citizens JMP Securities, LLC (CHARLOTTE NC)
NC
02/16/2022 - 08/01/2023
CITIZENS CAPITAL MARKETS (CHARLOTTE NC)
NC
05/06/2015 - 03/01/2019
KEYBANC CAPITAL MARKETS INC. (CHARLOTTE NC)
IL
04/23/2010 - 10/17/2014
BMO CAPITAL MARKETS CORP. (CHICAGO IL)
NC
07/01/2003 - 07/09/2009
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
MO
10/01/1999 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
02/01/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NC
04/30/1998 - 02/01/1999
BOWLES HOLLOWELL CONNER & CO. (CHARLOTTE NC)
NC
09/18/1997 - 04/30/1998
BOWLES HOLLOWELL CONNER & CO. (CHARLOTTE NC)
BC
Issued 07/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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