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Michael Charles Jones

Citizens JMP Securities, LLC

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About Michael Charles Jones

Michael Charles Jones is a financial professional registered with Citizens JMP Securities, LLC. Michael has been in the financial services industry since January 3, 2002. Michael has passed the Series 63, SIE, and Series 7 exams and is registered in North Carolina. Prior to joining Citizens JMP Securities, LLC, Michael was employed by Citizens Capital Markets, KeyBanc Capital Markets Inc., BMO Capital Markets Corp., Wells Fargo Securities, LLC, Wachovia Securities, LLC, First Union Capital Markets Corp., and Bowles Hollowell Conner & Co.

Firm Information

Michael Jones is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Jones’s Registration & Firm History

NC

08/01/2023 - Present

Citizens JMP Securities, LLC (CHARLOTTE NC)

NC

02/16/2022 - 08/01/2023

CITIZENS CAPITAL MARKETS (CHARLOTTE NC)

NC

05/06/2015 - 03/01/2019

KEYBANC CAPITAL MARKETS INC. (CHARLOTTE NC)

IL

04/23/2010 - 10/17/2014

BMO CAPITAL MARKETS CORP. (CHICAGO IL)

NC

07/01/2003 - 07/09/2009

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

MO

10/01/1999 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

02/01/1999 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NC

04/30/1998 - 02/01/1999

BOWLES HOLLOWELL CONNER & CO. (CHARLOTTE NC)

NC

09/18/1997 - 04/30/1998

BOWLES HOLLOWELL CONNER & CO. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 07/11/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/22/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Charles Jones.
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