Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Charles Fu is a financial professional with over 20 years of experience in the industry. Michael is currently registered with Clear Street LLC in New York, NY. Michael has previously held positions with Scotia Capital (USA) Inc., Citigroup Global Markets Inc., Barclays Capital Inc., Lehman Brothers Inc., Jefferies & Company, Inc., Goldman, Sachs & Co., and Spear, Leeds & Kellogg, L.P. Michael holds the Series 7, Series 99TO and SIE licenses. Michael is a registered representative in 53 states and is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/17/2023 - Present
Clear Street LLC (NEW YORK NY)
NY
11/19/2019 - 11/08/2023
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
NY
06/22/2010 - 11/13/2019
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/22/2008 - 04/09/2010
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
05/03/2005 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/10/2004 - 04/28/2005
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
02/01/2001 - 03/08/2004
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
11/21/2001 - 03/03/2004
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NY
12/22/2000 - 03/07/2001
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
BC
Issued 01/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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