Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Charles Ellis is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Michael is a Certified Financial Planner and has been in the industry since 1995. Michael has experience working with high-net-worth individuals, corporations, pension and profit-sharing plans, insurance companies, charitable organizations, and state or municipal government entities. Michael is registered to provide investment advice in 33 states and has a Series 7, Series 31, and Series 63 license. Michael specializes in providing services to individuals and businesses, including portfolio management for both businesses and individuals, performance measurement reports, allocation modeling, IPS, research reports, and services, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
05/14/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BETHESDA MD)
MD
04/02/2007 - 05/15/2008
MORGAN STANLEY & CO. INCORPORATED (POTOMAC MD)
MD
02/04/1999 - 04/02/2007
MORGAN STANLEY DW INC. (POTOMAC MD)
NJ
06/25/1997 - 01/04/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NC
12/19/1996 - 06/25/1997
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
MD
09/21/1995 - 12/04/1996
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 05/11/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 09/20/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Ellis is the right advisor for you? Invested Better is here to help.
