Unclaimed
Michael Charles Cummings is a registered representative with LPL Financial LLC, working in the STUART, FL office. Michael has been in the financial industry for 16 years and is licensed in 20 states. Michael has previous experience with CETERA ADVISOR NETWORKS LLC, SUMMIT BROKERAGE SERVICES, INC., MUTUAL SERVICE CORPORATION, WACHOVIA SECURITIES, LLC and A. G. EDWARDS & SONS, INC. In addition to his current role, Michael also owns MASON ACCOUNTING & TAX SERVICES and is a non-variable insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/31/2019 - Present
LPL Financial LLC (STUART FL)
FL
09/20/2019 - 11/05/2019
CETERA ADVISOR NETWORKS LLC (STUART FL)
FL
08/05/2009 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (STUART FL)
FL
05/09/2008 - 08/06/2009
MUTUAL SERVICE CORPORATION (STUART FL)
FL
01/01/2008 - 05/09/2008
WACHOVIA SECURITIES, LLC (FORT PIERCE FL)
FL
01/17/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (FORT PIERCE FL)
BOTH
Issued 02/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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