Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Charles Cuddihy is a registered investment advisor representative, currently affiliated with Wedbush Securities Inc. in LOS ANGELES, CA. Michael has been in the securities industry for over 27 years and has been registered with Wedbush Securities Inc. since December 2020. Prior to that, Michael was associated with CITIGROUP GLOBAL MARKETS INC. from May 2007 to December 2019. Michael holds licenses for Series 6, 7, 10, 24, 52, 53, 63, 66, 99TO, and SIE. Michael has specialized in working with individuals, high-net-worth individuals, corporations or other businesses, charitable organizations, other investment advisors, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/08/2020 - Present
Wedbush Securities Inc. (LOS ANGELES CA)
CA
05/29/2007 - 12/18/2019
CITIGROUP GLOBAL MARKETS INC. (La Canada-Flintridge CA)
CA
03/07/1998 - 05/29/2007
CITICORP INVESTMENT SERVICES (GLENDALE CA)
CA
03/29/1994 - 02/09/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
BOTH
Issued 11/02/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/31/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/25/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/27/1997
Series 24 - General Securities Principal Examination
BC
Issued 02/13/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1996
Series 7 - General Securities Representative Examination
BC
Issued 03/28/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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