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Michael Charles Casey

Northwestern Mutual Investment Services, LLC

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About Michael Charles Casey

Michael Charles Casey is a financial advisor registered with Northwestern Mutual Investment Services, LLC, a firm that provides investment advice. Michael Charles Casey is also registered with the state of Massachusetts as an investment advisor representative. Michael Charles Casey has been in the securities industry since 2008 and has a Series 6, 7TO, 63 and 65 license. Michael Charles Casey has experience working with a variety of clients, including individuals, corporations and trusts. He provides a range of services including investment advice, financial planning and insurance. Michael Charles Casey is committed to helping clients achieve their financial goals.

Firm Information

Michael Casey is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

93 Worcester St Ste 300

WELLESLEY, MA 02481

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Michael Casey’s Registration & Firm History

MA

01/28/2014 - Present

Northwestern Mutual Investment Services, LLC (WELLESLEY MA)

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Licenses & Designations

IA

Issued 12/20/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/7/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 7/16/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 9/16/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Charles Casey.
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