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Michael Charles Carrero

BNP Paribas Securities Corp.

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About Michael Charles Carrero

Michael Charles Carrero is a financial advisor registered with BNP Paribas Securities Corp. Michael has over 11 years of experience in the financial industry. Prior to joining BNP Paribas, Michael was registered with Schroder Fund Advisors LLC, Cetera Financial Specialists LLC, and MF Global Inc.. Michael holds Series 7 and Series 63 securities licenses. Michael is registered to provide investment advice in 15 states.

Firm Information

Michael Carrero is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Carrero’s Registration & Firm History

NY

11/19/2021 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

06/17/2014 - 07/13/2017

SCHRODER FUND ADVISORS LLC (NEW YORK NY)

IL

08/26/2013 - 11/07/2013

CETERA FINANCIAL SPECIALISTS LLC (MIDLOTHIAN IL)

NY

11/04/2011 - 12/05/2011

MF GLOBAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/08/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/03/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Charles Carrero.
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