Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Charles Barajas is a registered representative with TP Icap Global Markets Americas LLC. Michael has been in the industry since November 10, 2002 and holds Series 7, Series 63, SIE and Series 99TO licenses. Previously, Michael was a registered representative with MIZUHO SECURITIES USA LLC, LAZARD CAPITAL MARKETS LLC, LAZARD FRERES & CO. LLC, and FIRST ALBANY CORPORATION. Michael is currently registered in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/04/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
08/04/2006 - 11/07/2023
MIZUHO SECURITIES USA LLC (NEW YORK NY)
NY
05/10/2005 - 04/18/2006
LAZARD CAPITAL MARKETS LLC (NEW YORK NY)
NY
02/11/2003 - 05/10/2005
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
05/20/2002 - 12/31/2002
FIRST ALBANY CORPORATION (NEW YORK NY)
BC
Issued 04/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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